As at 23 August 2019, the following persons have the following beneficial interests in the shares of the Company, which have been recorded in the Register of Interests and Short Positions of Substantial Shareholders required to be kept by the Company under Section 336 of the Securities and Futures Ordinance (the "SFO") or which have otherwise been notified to the Company and The Stock Exchange of Hong Kong Limited pursuant to Divisions 2 and 3 of Part XV of the SFO (including those interests which they were deemed or taken to have under such provisions of the SFO):
 

 

Name of shareholder Notes Class of shares Capacity in which
the shares are held
Long/Short
position
Total interests
(Number of shares)
Approximate
% of holding*
Derivative interests
(Number of shares)
James Mellon 1 Ordinary shares Beneficial owner Long position 429,426,777 23.37% 67,832,471
  2 Ordinary shares Interests held by controlled corporation  Long position 25,791,905 1.40% Nil
  1 & 3 Ordinary shares Interests held by controlled corporation  Long position 123,331,765 6.71% 123,331,765
Jamie Gibson 1 Ordinary shares Beneficial owner Long position 104,152,513 5.67% 34,944,000
* Pursuant to the SFO, the % of holding is calculated on the basis of the "total interests" (which include the "derivative interests") and the Company's existing total issued ordinary share capital consisting of 1,837,251,182 ordinary shares.

 

Notes:

 

  1. The numbers listed under the "Derivative interests" represent the numbers of new shares to be issued to the substantial shareholders upon full conversion of the US$6.45 million 4% coupon unlisted convertible notes due 2022 issued by the Company on 23 August 2019 (inclusive of the interest accrued on the convertible notes capitalisd for the 3-year period).
  2. The 25,791,905 shares in the Company are held by a company indirectly wholly owned by James Mellon.
  3. The deriviative interest in respect of 123,331,765 shares in the Company are held by another company indirectly wholly owned by James Mellon.